Pension Fund Risk Management Audit
An audit of Corporate Pension Funds focuses on issues that can significantly affect the asset value and return of the Fund.
The purpose of such an audit is to obtain an independent opinion on how investment policy, asset allocation, manager selection, as well as custodian, compliance, audit and operational arrangements could be improved to reduce the risk of adverse circumstances.
Heinz Binggeli, our long-time associate in the USA, has been offering Pension Fund Risk Management Audits to U.S. customers for many years. He is highly regarded for his expertise in the pension funds market. Thanks to his cooperation with us, you can expect expert advice and service.
Various components of the Pension Fund Risk Management Audit:
Structure of the Fund
- Defined Benefit
- Defined Contribution
Company Management Responsibility
- Qualifications
- Conflicts of Interest
- Liability
Investment Policy & Guidelines
- Asset Classes and Allocation
- Currency Issues
- Company Stock
- Target Return
- Minimum Return
- Risk Reward
- Use of Derivatives, Listed or OTC
Investment Advisor(s) – Manager(s)
- Qualifications
- Reporting Details and Frequency
- Periodic Reviews
- Risk Management
- Compliance
External Consultants
- Role and Qualifications
- Performance Measurement
- Other Services Offered/Provided
External Auditors
- Qualifications
- Frequency of Audit
- Other Services Offered/Provided
- Independent Valuations
Custodian
- Reporting Frequency
- Valuation (mark to market)
- Operational Arrangements
- Treasury Management
Please contact us at 44 814 20 01 or address your questions to Martin Schneider: martin.schneider@tomato.ch